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Regulation NMS
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#	Item
231	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 30, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Provide a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 08:29:23 Financial markets Finance Order Dark liquidity NASDAQ Regulation NMS Algorithmic trading Futures contract Flash trading Financial economics Stock market Investment
232	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]September 19, 2014 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 08:09:23 Financial economics Stock market Financial markets Regulation NMS Investment Order Routing Securities Exchange Act Alternative Trading Systems United States Securities and Exchange Commission Chicago Stock Exchange Economy of the United States
233	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 21, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Acti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 09:17:53 Financial economics 73rd United States Congress Investment Financial regulation Securities Exchange Act New York Stock Exchange Intermarket sweep order U.S. Securities and Exchange Commission Regulation NMS United States Securities and Exchange Commission Stock market United States securities law
234	23 of 24 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE Arca Equities, Inc. Rule[removed]Orders and Modifiers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 11:39:38 New York Stock Exchange Stock market Order Regulation NMS
235	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 15, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Rules 11.9 o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:15:29 Finance Investment United States Securities and Exchange Commission Regulation NMS Order Mathematical finance Short Securities Exchange Act Algorithmic trading Financial markets Financial economics Stock market
236	Microsoft Word - Citadel Comment on Tick Size Pilot Program - built in letterhead Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-15 16:25:11 United States Securities and Exchange Commission Investment Stock market Mathematical finance Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Algorithmic trading Order Financial economics Financial markets Finance
237	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 24, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 11:39:38 Order New York Stock Exchange Securities Exchange Act Betting in poker Puerto Rico Financial economics Investment United States United States Securities and Exchange Commission Stock market Regulation NMS
238	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 23, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 14:58:57 Business Investment 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission NASDAQ Stock market Short United States Securities and Exchange Commission Financial economics United States securities law
239	Martha Redding Chief Counsel NYSE New York Stoek Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-02 11:10:36 Stock market Finance United States Securities and Exchange Commission Regulation NMS Short selling Order New York Stock Exchange Intermarket sweep order Market maker Financial economics Financial markets Investment
240	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 26, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 13:54:28 73rd United States Congress United States securities law Investment Securities Exchange Act Regulation NMS Futures contract Order Federal Rules of Civil Procedure Finance United States Securities and Exchange Commission Stock market Financial economics

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